Entries Tagged "essays"

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AI and US Election Rules

If an AI breaks the rules for you, does that count as breaking the rules? This is the essential question being taken up by the Federal Election Commission this month, and public input is needed to curtail the potential for AI to take US campaigns (even more) off the rails.

At issue is whether candidates using AI to create deepfaked media for political advertisements should be considered fraud or legitimate electioneering. That is, is it allowable to use AI image generators to create photorealistic images depicting Trump hugging Anthony Fauci? And is it allowable to use dystopic images generated by AI in political attack ads?

For now, the answer to these questions is probably “yes.” These are fairly innocuous uses of AI, not any different than the old-school approach of hiring actors and staging a photoshoot, or using video editing software. Even in cases where AI tools will be put to scurrilous purposes, that’s probably legal in the US system. Political ads are, after all, a medium in which you are explicitly permitted to lie.

The concern over AI is a distraction, but one that can help draw focus to the real issue. What matters isn’t how political content is generated; what matters is the content itself and how it is distributed.

Future uses of AI by campaigns go far beyond deepfaked images. Campaigns will also use AI to personalize communications. Whereas the previous generation of social media microtargeting was celebrated for helping campaigns reach a precision of thousands or hundreds of voters, the automation offered by AI will allow campaigns to tailor their advertisements and solicitations to the individual.

Most significantly, AI will allow digital campaigning to evolve from a broadcast medium to an interactive one. AI chatbots representing campaigns are capable of responding to questions instantly and at scale, like a town hall taking place in every voter’s living room, simultaneously. Ron DeSantis’ presidential campaign has reportedly already started using OpenAI’s technology to handle text message replies to voters.

At the same time, it’s not clear whose responsibility it is to keep US political advertisements grounded in reality—if it is anyone’s. The FEC’s role is campaign finance, and is further circumscribed by the Supreme Court’s repeated stripping of its authorities. The Federal Communications Commission has much more expansive responsibility for regulating political advertising in broadcast media, as well as political robocalls and text communications. However, the FCC hasn’t done much in recent years to curtail political spam. The Federal Trade Commission enforces truth in advertising standards, but political campaigns have been largely exempted from these requirements on First Amendment grounds.

To further muddy the waters, much of the online space remains loosely regulated, even as campaigns have fully embraced digital tactics. There are still insufficient disclosure requirements for digital ads. Campaigns pay influencers to post on their behalf to circumvent paid advertising rules. And there are essentially no rules beyond the simple use of disclaimers for videos that campaigns post organically on their own websites and social media accounts, even if they are shared millions of times by others.

Almost everyone has a role to play in improving this situation.

Let’s start with the platforms. Google announced earlier this month that it would require political advertisements on YouTube and the company’s other advertising platforms to disclose when they use AI images, audio, and video that appear in their ads. This is to be applauded, but we cannot rely on voluntary actions by private companies to protect our democracy. Such policies, even when well-meaning, will be inconsistently devised and enforced.

The FEC should use its limited authority to stem this coming tide. The FEC’s present consideration of rulemaking on this issue was prompted by Public Citizen, which petitioned the Commission to “clarify that the law against ‘fraudulent misrepresentation’ (52 U.S.C. §30124) applies to deliberately deceptive AI-produced content in campaign communications.” The FEC’s regulation against fraudulent misrepresentation (C.F.R. §110.16) is very narrow; it simply restricts candidates from pretending to be speaking on behalf of their opponents in a “damaging” way.

Extending this to explicitly cover deepfaked AI materials seems appropriate. We should broaden the standards to robustly regulate the activity of fraudulent misrepresentation, whether the entity performing that activity is AI or human—but this is only the first step. If the FEC takes up rulemaking on this issue, it could further clarify what constitutes “damage.” Is it damaging when a PAC promoting Ron DeSantis uses an AI voice synthesizer to generate a convincing facsimile of the voice of his opponent Donald Trump speaking his own Tweeted words? That seems like fair play. What if opponents find a way to manipulate the tone of the speech in a way that misrepresents its meaning? What if they make up words to put in Trump’s mouth? Those use cases seem to go too far, but drawing the boundaries between them will be challenging.

Congress has a role to play as well. Senator Klobuchar and colleagues have been promoting both the existing Honest Ads Act and the proposed REAL Political Ads Act, which would expand the FEC’s disclosure requirements for content posted on the Internet and create a legal requirement for campaigns to disclose when they have used images or video generated by AI in political advertising. While that’s worthwhile, it focuses on the shiny object of AI and misses the opportunity to strengthen law around the underlying issues. The FEC needs more authority to regulate campaign spending on false or misleading media generated by any means and published to any outlet. Meanwhile, the FEC’s own Inspector General continues to warn Congress that the agency is stressed by flat budgets that don’t allow it to keep pace with ballooning campaign spending.

It is intolerable for such a patchwork of commissions to be left to wonder which, if any of them, has jurisdiction to act in the digital space. Congress should legislate to make clear that there are guardrails on political speech and to better draw the boundaries between the FCC, FEC, and FTC’s roles in governing political speech. While the Supreme Court cannot be relied upon to uphold common sense regulations on campaigning, there are strategies for strengthening regulation under the First Amendment. And Congress should allocate more funding for enforcement.

The FEC has asked Congress to expand its jurisdiction, but no action is forthcoming. The present Senate Republican leadership is seen as an ironclad barrier to expanding the Commission’s regulatory authority. Senate Majority Leader Mitch McConnell has a decades-long history of being at the forefront of the movement to deregulate American elections and constrain the FEC. In 2003, he brought the unsuccessful Supreme Court case against the McCain-Feingold campaign finance reform act (the one that failed before the Citizens United case succeeded).

The most impactful regulatory requirement would be to require disclosure of interactive applications of AI for campaigns—and this should fall under the remit of the FCC. If a neighbor texts me and urges me to vote for a candidate, I might find that meaningful. If a bot does it under the instruction of a campaign, I definitely won’t. But I might find a conversation with the bot—knowing it is a bot—useful to learn about the candidate’s platform and positions, as long as I can be confident it is going to give me trustworthy information.

The FCC should enter rulemaking to expand its authority for regulating peer-to-peer (P2P) communications to explicitly encompass interactive AI systems. And Congress should pass enabling legislation to back it up, giving it authority to act not only on the SMS text messaging platform, but also over the wider Internet, where AI chatbots can be accessed over the web and through apps.

And the media has a role. We can still rely on the media to report out what videos, images, and audio recordings are real or fake. Perhaps deepfake technology makes it impossible to verify the truth of what is said in private conversations, but this was always unstable territory.

What is your role? Those who share these concerns could submit a comment to the FEC’s open public comment process before October 16, urging it to use its available authority. We all know government moves slowly, but a show of public interest is necessary to get the wheels moving.

Ultimately, all these policy changes serve the purpose of looking beyond the shiny distraction of AI to create the authority to counter bad behavior by humans. Remember: behind every AI is a human who should be held accountable.

This essay was written with Nathan Sanders, and was previously published on the Ash Center website.

Posted on October 20, 2023 at 7:10 AM • View Comments

AI Risks

There is no shortage of researchers and industry titans willing to warn us about the potential destructive power of artificial intelligence. Reading the headlines, one would hope that the rapid gains in AI technology have also brought forth a unifying realization of the risks—and the steps we need to take to mitigate them.

The reality, unfortunately, is quite different. Beneath almost all of the testimony, the manifestoes, the blog posts, and the public declarations issued about AI are battles among deeply divided factions. Some are concerned about far-future risks that sound like science fiction. Some are genuinely alarmed by the practical problems that chatbots and deepfake video generators are creating right now. Some are motivated by potential business revenue, others by national security concerns.

The result is a cacophony of coded language, contradictory views, and provocative policy demands that are undermining our ability to grapple with a technology destined to drive the future of politics, our economy, and even our daily lives.

These factions are in dialogue not only with the public but also with one another. Sometimes, they trade letters, opinion essays, or social threads outlining their positions and attacking others’ in public view. More often, they tout their viewpoints without acknowledging alternatives, leaving the impression that their enlightened perspective is the inevitable lens through which to view AI But if lawmakers and the public fail to recognize the subtext of their arguments, they risk missing the real consequences of our possible regulatory and cultural paths forward.

To understand the fight and the impact it may have on our shared future, look past the immediate claims and actions of the players to the greater implications of their points of view. When you do, you’ll realize this isn’t really a debate only about AI. It’s also a contest about control and power, about how resources should be distributed and who should be held accountable.

Beneath this roiling discord is a true fight over the future of society. Should we focus on avoiding the dystopia of mass unemployment, a world where China is the dominant superpower or a society where the worst prejudices of humanity are embodied in opaque algorithms that control our lives? Should we listen to wealthy futurists who discount the importance of climate change because they’re already thinking ahead to colonies on Mars? It is critical that we begin to recognize the ideologies driving what we are being told. Resolving the fracas requires us to see through the specter of AI to stay true to the humanity of our values.

One way to decode the motives behind the various declarations is through their language. Because language itself is part of their battleground, the different AI camps tend not to use the same words to describe their positions. One faction describes the dangers posed by AI through the framework of safety, another through ethics or integrity, yet another through security, and others through economics. By decoding who is speaking and how AI is being described, we can explore where these groups differ and what drives their views.

The Doomsayers

The loudest perspective is a frightening, dystopian vision in which AI poses an existential risk to humankind, capable of wiping out all life on Earth. AI, in this vision, emerges as a godlike, superintelligent, ungovernable entity capable of controlling everything. AI could destroy humanity or pose a risk on par with nukes. If we’re not careful, it could kill everyone or enslave humanity. It’s likened to monsters like the Lovecraftian shoggoths, artificial servants that rebelled against their creators, or paper clip maximizers that consume all of Earth’s resources in a single-minded pursuit of their programmed goal. It sounds like science fiction, but these people are serious, and they mean the words they use.

These are the AI safety people, and their ranks include the “Godfathers of AI,” Geoff Hinton and Yoshua Bengio. For many years, these leading lights battled critics who doubted that a computer could ever mimic capabilities of the human mind. Having steamrollered the public conversation by creating large language models like ChatGPT and other AI tools capable of increasingly impressive feats, they appear deeply invested in the idea that there is no limit to what their creations will be able to accomplish.

This doomsaying is boosted by a class of tech elite that has enormous power to shape the conversation. And some in this group are animated by the radical effective altruism movement and the associated cause of long-term-ism, which tend to focus on the most extreme catastrophic risks and emphasize the far-future consequences of our actions. These philosophies are hot among the cryptocurrency crowd, like the disgraced former billionaire Sam Bankman-Fried, who at one time possessed sudden wealth in search of a cause.

Reasonable sounding on their face, these ideas can become dangerous if stretched to their logical extremes. A dogmatic long-termer would willingly sacrifice the well-being of people today to stave off a prophesied extinction event like AI enslavement.

Many doomsayers say they are acting rationally, but their hype about hypothetical existential risks amounts to making a misguided bet with our future. In the name of long-term-ism, Elon Musk reportedly believes that our society needs to encourage reproduction among those with the greatest culture and intelligence (namely, his ultrarich buddies). And he wants to go further, such as limiting the right to vote to parents and even populating Mars. It’s widely believed that Jaan Tallinn, the wealthy long-termer who co-founded the most prominent centers for the study of AI safety, has made dismissive noises about climate change because he thinks that it pales in comparison with far-future unknown unknowns like risks from AI. The technology historian David C. Brock calls these fears “wishful worries”—that is, “problems that it would be nice to have, in contrast to the actual agonies of the present.”

More practically, many of the researchers in this group are proceeding full steam ahead in developing AI, demonstrating how unrealistic it is to simply hit pause on technological development. But the roboticist Rodney Brooks has pointed out that we will see the existential risks coming—the dangers will not be sudden and we will have time to change course. While we shouldn’t dismiss the Hollywood nightmare scenarios out of hand, we must balance them with the potential benefits of AI and, most important, not allow them to strategically distract from more immediate concerns. Let’s not let apocalyptic prognostications overwhelm us and smother the momentum we need to develop critical guardrails.

The Reformers

While the doomsayer faction focuses on the far-off future, its most prominent opponents are focused on the here and now. We agree with this group that there’s plenty already happening to cause concern: Racist policing and legal systems that disproportionately arrest and punish people of color. Sexist labor systems that rate feminine-coded résumés lower. Superpower nations automating military interventions as tools of imperialism and, someday, killer robots.

The alternative to the end-of-the-world, existential risk narrative is a distressingly familiar vision of dystopia: a society in which humanity’s worst instincts are encoded into and enforced by machines. The doomsayers think AI enslavement looks like the Matrix; the reformers point to modern-day contractors doing traumatic work at low pay for OpenAI in Kenya.

Propagators of these AI ethics concerns—like Meredith Broussard, Safiya Umoja Noble, Rumman Chowdhury, and Cathy O’Neil—have been raising the alarm on inequities coded into AI for years. Although we don’t have a census, it’s noticeable that many leaders in this cohort are people of color, women, and people who identify as LGBTQ. They are often motivated by insight into what it feels like to be on the wrong end of algorithmic oppression and by a connection to the communities most vulnerable to the misuse of new technology. Many in this group take an explicitly social perspective: When Joy Buolamwini founded an organization to fight for equitable AI, she called it the Algorithmic Justice League. Ruha Benjamin called her organization the Ida B. Wells Just Data Lab.

Others frame efforts to reform AI in terms of integrity, calling for Big Tech to adhere to an oath to consider the benefit of the broader public alongside—or even above—their self-interest. They point to social media companies’ failure to control hate speech or how online misinformation can undermine democratic elections. Adding urgency for this group is that the very companies driving the AI revolution have, at times, been eliminating safeguards. A signal moment came when Timnit Gebru, a co-leader of Google’s AI ethics team, was dismissed for pointing out the risks of developing ever-larger AI language models.

While doomsayers and reformers share the concern that AI must align with human interests, reformers tend to push back hard against the doomsayers’ focus on the distant future. They want to wrestle the attention of regulators and advocates back toward present-day harms that are exacerbated by AI misinformation, surveillance, and inequity. Integrity experts call for the development of responsible AI, for civic education to ensure AI literacy and for keeping humans front and center in AI systems.

This group’s concerns are well documented and urgent—and far older than modern AI technologies. Surely, we are a civilization big enough to tackle more than one problem at a time; even those worried that AI might kill us in the future should still demand that it not profile and exploit us in the present.

The Warriors

Other groups of prognosticators cast the rise of AI through the language of competitiveness and national security. One version has a post-9/11 ring to it—a world where terrorists, criminals, and psychopaths have unfettered access to technologies of mass destruction. Another version is a Cold War narrative of the United States losing an AI arms race with China and its surveillance-rich society.

Some arguing from this perspective are acting on genuine national security concerns, and others have a simple motivation: money. These perspectives serve the interests of American tech tycoons as well as the government agencies and defense contractors they are intertwined with.

OpenAI’s Sam Altman and Meta’s Mark Zuckerberg, both of whom lead dominant AI companies, are pushing for AI regulations that they say will protect us from criminals and terrorists. Such regulations would be expensive to comply with and are likely to preserve the market position of leading AI companies while restricting competition from start-ups. In the lobbying battles over Europe’s trailblazing AI regulatory framework, US megacompanies pleaded to exempt their general-purpose AI from the tightest regulations, and whether and how to apply high-risk compliance expectations on noncorporate open-source models emerged as a key point of debate. All the while, some of the moguls investing in upstart companies are fighting the regulatory tide. The Inflection AI co-founder Reid Hoffman argued, “The answer to our challenges is not to slow down technology but to accelerate it.”

Any technology critical to national defense usually has an easier time avoiding oversight, regulation, and limitations on profit. Any readiness gap in our military demands urgent budget increases and funds distributed to the military branches and their contractors, because we may soon be called upon to fight. Tech moguls like Google’s former chief executive Eric Schmidt, who has the ear of many lawmakers, signal to American policymakers about the Chinese threat even as they invest in US national security concerns.

The warriors’ narrative seems to misrepresent that science and engineering are different from what they were during the mid-twentieth century. AI research is fundamentally international; no one country will win a monopoly. And while national security is important to consider, we must also be mindful of self-interest of those positioned to benefit financially.

As the science-fiction author Ted Chiang has said, fears about the existential risks of AI are really fears about the threat of uncontrolled capitalism, and dystopias like the paper clip maximizer are just caricatures of every start-up’s business plan. Cosma Shalizi and Henry Farrell further argue that “we’ve lived among shoggoths for centuries, tending to them as though they were our masters” as monopolistic platforms devour and exploit the totality of humanity’s labor and ingenuity for their own interests. This dread applies as much to our future with AI as it does to our past and present with corporations.

Regulatory solutions do not need to reinvent the wheel. Instead, we need to double down on the rules that we know limit corporate power. We need to get more serious about establishing good and effective governance on all the issues we lost track of while we were becoming obsessed with AI, China, and the fights picked among robber barons.

By analogy to the healthcare sector, we need an AI public option to truly keep AI companies in check. A publicly directed AI development project would serve to counterbalance for-profit corporate AI and help ensure an even playing field for access to the twenty-first century’s key technology while offering a platform for the ethical development and use of AI.

Also, we should embrace the humanity behind AI. We can hold founders and corporations accountable by mandating greater AI transparency in the development stage, in addition to applying legal standards for actions associated with AI. Remarkably, this is something that both the left and the right can agree on.

Ultimately, we need to make sure the network of laws and regulations that govern our collective behavior is knit more strongly, with fewer gaps and greater ability to hold the powerful accountable, particularly in those areas most sensitive to our democracy and environment. As those with power and privilege seem poised to harness AI to accumulate much more or pursue extreme ideologies, let’s think about how we can constrain their influence in the public square rather than cede our attention to their most bombastic nightmare visions for the future.

This essay was written with Nathan Sanders, and previously appeared in the New York Times.

Posted on October 9, 2023 at 7:03 AM • View Comments

Political Disinformation and AI

Elections around the world are facing an evolving threat from foreign actors, one that involves artificial intelligence.

Countries trying to influence each other’s elections entered a new era in 2016, when the Russians launched a series of social media disinformation campaigns targeting the US presidential election. Over the next seven years, a number of countries—most prominently China and Iran—used social media to influence foreign elections, both in the US and elsewhere in the world. There’s no reason to expect 2023 and 2024 to be any different.

But there is a new element: generative AI and large language models. These have the ability to quickly and easily produce endless reams of text on any topic in any tone from any perspective. As a security expert, I believe it’s a tool uniquely suited to Internet-era propaganda.

This is all very new. ChatGPT was introduced in November 2022. The more powerful GPT-4 was released in March 2023. Other language and image production AIs are around the same age. It’s not clear how these technologies will change disinformation, how effective they will be or what effects they will have. But we are about to find out.

Election season will soon be in full swing in much of the democratic world. Seventy-one percent of people living in democracies will vote in a national election between now and the end of next year. Among them: Argentina and Poland in October, Taiwan in January, Indonesia in February, India in April, the European Union and Mexico in June, and the US in November. Nine African democracies, including South Africa, will have elections in 2024. Australia and the UK don’t have fixed dates, but elections are likely to occur in 2024.

Many of those elections matter a lot to the countries that have run social media influence operations in the past. China cares a great deal about Taiwan, Indonesia, India, and many African countries. Russia cares about the UK, Poland, Germany, and the EU in general. Everyone cares about the United States.

And that’s only considering the largest players. Every US national election from 2016 has brought with it an additional country attempting to influence the outcome. First it was just Russia, then Russia and China, and most recently those two plus Iran. As the financial cost of foreign influence decreases, more countries can get in on the action. Tools like ChatGPT significantly reduce the price of producing and distributing propaganda, bringing that capability within the budget of many more countries.

A couple of months ago, I attended a conference with representatives from all of the cybersecurity agencies in the US. They talked about their expectations regarding election interference in 2024. They expected the usual players—Russia, China, and Iran—and a significant new one: “domestic actors.” That is a direct result of this reduced cost.

Of course, there’s a lot more to running a disinformation campaign than generating content. The hard part is distribution. A propagandist needs a series of fake accounts on which to post, and others to boost it into the mainstream where it can go viral. Companies like Meta have gotten much better at identifying these accounts and taking them down. Just last month, Meta announced that it had removed 7,704 Facebook accounts, 954 Facebook pages, 15 Facebook groups, and 15 Instagram accounts associated with a Chinese influence campaign, and identified hundreds more accounts on TikTok, X (formerly Twitter), LiveJournal, and Blogspot. But that was a campaign that began four years ago, producing pre-AI disinformation.

Disinformation is an arms race. Both the attackers and defenders have improved, but also the world of social media is different. Four years ago, Twitter was a direct line to the media, and propaganda on that platform was a way to tilt the political narrative. A Columbia Journalism Review study found that most major news outlets used Russian tweets as sources for partisan opinion. That Twitter, with virtually every news editor reading it and everyone who was anyone posting there, is no more.

Many propaganda outlets moved from Facebook to messaging platforms such as Telegram and WhatsApp, which makes them harder to identify and remove. TikTok is a newer platform that is controlled by China and more suitable for short, provocative videos—ones that AI makes much easier to produce. And the current crop of generative AIs are being connected to tools that will make content distribution easier as well.

Generative AI tools also allow for new techniques of production and distribution, such as low-level propaganda at scale. Imagine a new AI-powered personal account on social media. For the most part, it behaves normally. It posts about its fake everyday life, joins interest groups and comments on others’ posts, and generally behaves like a normal user. And once in a while, not very often, it says—or amplifies—something political. These persona bots, as computer scientist Latanya Sweeney calls them, have negligible influence on their own. But replicated by the thousands or millions, they would have a lot more.

That’s just one scenario. The military officers in Russia, China, and elsewhere in charge of election interference are likely to have their best people thinking of others. And their tactics are likely to be much more sophisticated than they were in 2016.

Countries like Russia and China have a history of testing both cyberattacks and information operations on smaller countries before rolling them out at scale. When that happens, it’s important to be able to fingerprint these tactics. Countering new disinformation campaigns requires being able to recognize them, and recognizing them requires looking for and cataloging them now.

In the computer security world, researchers recognize that sharing methods of attack and their effectiveness is the only way to build strong defensive systems. The same kind of thinking also applies to these information campaigns: The more that researchers study what techniques are being employed in distant countries, the better they can defend their own countries.

Disinformation campaigns in the AI era are likely to be much more sophisticated than they were in 2016. I believe the US needs to have efforts in place to fingerprint and identify AI-produced propaganda in Taiwan, where a presidential candidate claims a deepfake audio recording has defamed him, and other places. Otherwise, we’re not going to see them when they arrive here. Unfortunately, researchers are instead being targeted and harassed.

Maybe this will all turn out okay. There have been some important democratic elections in the generative AI era with no significant disinformation issues: primaries in Argentina, first-round elections in Ecuador, and national elections in Thailand, Turkey, Spain, and Greece. But the sooner we know what to expect, the better we can deal with what comes.

This essay previously appeared in The Conversation.

Posted on October 5, 2023 at 7:12 AM • View Comments

On Robots Killing People

The robot revolution began long ago, and so did the killing. One day in 1979, a robot at a Ford Motor Company casting plant malfunctioned—human workers determined that it was not going fast enough. And so twenty-five-year-old Robert Williams was asked to climb into a storage rack to help move things along. The one-ton robot continued to work silently, smashing into Williams’s head and instantly killing him. This was reportedly the first incident in which a robot killed a human; many more would follow.

At Kawasaki Heavy Industries in 1981, Kenji Urada died in similar circumstances. A malfunctioning robot he went to inspect killed him when he obstructed its path, according to Gabriel Hallevy in his 2013 book, When Robots Kill: Artificial Intelligence Under Criminal Law. As Hallevy puts it, the robot simply determined that “the most efficient way to eliminate the threat was to push the worker into an adjacent machine.” From 1992 to 2017, workplace robots were responsible for 41 recorded deaths in the United States—and that’s likely an underestimate, especially when you consider knock-on effects from automation, such as job loss. A robotic anti-aircraft cannon killed nine South African soldiers in 2007 when a possible software failure led the machine to swing itself wildly and fire dozens of lethal rounds in less than a second. In a 2018 trial, a medical robot was implicated in killing Stephen Pettitt during a routine operation that had occurred a few years earlier.

You get the picture. Robots—”intelligent” and not—have been killing people for decades. And the development of more advanced artificial intelligence has only increased the potential for machines to cause harm. Self-driving cars are already on American streets, and robotic "dogs" are being used by law enforcement. Computerized systems are being given the capabilities to use tools, allowing them to directly affect the physical world. Why worry about the theoretical emergence of an all-powerful, superintelligent program when more immediate problems are at our doorstep? Regulation must push companies toward safe innovation and innovation in safety. We are not there yet.

Historically, major disasters have needed to occur to spur regulation—the types of disasters we would ideally foresee and avoid in today’s AI paradigm. The 1905 Grover Shoe Factory disaster led to regulations governing the safe operation of steam boilers. At the time, companies claimed that large steam-automation machines were too complex to rush safety regulations. This, of course, led to overlooked safety flaws and escalating disasters. It wasn’t until the American Society of Mechanical Engineers demanded risk analysis and transparency that dangers from these huge tanks of boiling water, once considered mystifying, were made easily understandable. The 1911 Triangle Shirtwaist Factory fire led to regulations on sprinkler systems and emergency exits. And the preventable 1912 sinking of the Titanic resulted in new regulations on lifeboats, safety audits, and on-ship radios.

Perhaps the best analogy is the evolution of the Federal Aviation Administration. Fatalities in the first decades of aviation forced regulation, which required new developments in both law and technology. Starting with the Air Commerce Act of 1926, Congress recognized that the integration of aerospace tech into people’s lives and our economy demanded the highest scrutiny. Today, every airline crash is closely examined, motivating new technologies and procedures.

Any regulation of industrial robots stems from existing industrial regulation, which has been evolving for many decades. The Occupational Safety and Health Act of 1970 established safety standards for machinery, and the Robotic Industries Association, now merged into the Association for Advancing Automation, has been instrumental in developing and updating specific robot-safety standards since its founding in 1974. Those standards, with obscure names such as R15.06 and ISO 10218, emphasize inherent safe design, protective measures, and rigorous risk assessments for industrial robots.

But as technology continues to change, the government needs to more clearly regulate how and when robots can be used in society. Laws need to clarify who is responsible, and what the legal consequences are, when a robot’s actions result in harm. Yes, accidents happen. But the lessons of aviation and workplace safety demonstrate that accidents are preventable when they are openly discussed and subjected to proper expert scrutiny.

AI and robotics companies don’t want this to happen. OpenAI, for example, has reportedly fought to “water down” safety regulations and reduce AI-quality requirements. According to an article in Time, it lobbied European Union officials against classifying models like ChatGPT as “high risk” which would have brought “stringent legal requirements including transparency, traceability, and human oversight.” The reasoning was supposedly that OpenAI did not intend to put its products to high-risk use—a logical twist akin to the Titanic owners lobbying that the ship should not be inspected for lifeboats on the principle that it was a “general purpose” vessel that also could sail in warm waters where there were no icebergs and people could float for days. (OpenAI did not comment when asked about its stance on regulation; previously, it has said that “achieving our mission requires that we work to mitigate both current and longer-term risks,” and that it is working toward that goal by “collaborating with policymakers, researchers and users.”)

Large corporations have a tendency to develop computer technologies to self-servingly shift the burdens of their own shortcomings onto society at large, or to claim that safety regulations protecting society impose an unjust cost on corporations themselves, or that security baselines stifle innovation. We’ve heard it all before, and we should be extremely skeptical of such claims. Today’s AI-related robot deaths are no different from the robot accidents of the past. Those industrial robots malfunctioned, and human operators trying to assist were killed in unexpected ways. Since the first-known death resulting from the feature in January 2016, Tesla’s Autopilot has been implicated in more than 40 deaths according to official report estimates. Malfunctioning Teslas on Autopilot have deviated from their advertised capabilities by misreading road markings, suddenly veering into other cars or trees, crashing into well-marked service vehicles, or ignoring red lights, stop signs, and crosswalks. We’re concerned that AI-controlled robots already are moving beyond accidental killing in the name of efficiency and “deciding” to kill someone in order to achieve opaque and remotely controlled objectives.

As we move into a future where robots are becoming integral to our lives, we can’t forget that safety is a crucial part of innovation. True technological progress comes from applying comprehensive safety standards across technologies, even in the realm of the most futuristic and captivating robotic visions. By learning lessons from past fatalities, we can enhance safety protocols, rectify design flaws, and prevent further unnecessary loss of life.

For example, the UK government already sets out statements that safety matters. Lawmakers must reach further back in history to become more future-focused on what we must demand right now: modeling threats, calculating potential scenarios, enabling technical blueprints, and ensuring responsible engineering for building within parameters that protect society at large. Decades of experience have given us the empirical evidence to guide our actions toward a safer future with robots. Now we need the political will to regulate.

This essay was written with Davi Ottenheimer, and previously appeared on Atlantic.com.

Posted on September 11, 2023 at 7:04 AM • View Comments

LLMs and Tool Use

Last March, just two weeks after GPT-4 was released, researchers at Microsoft quietly announced a plan to compile millions of APIs—tools that can do everything from ordering a pizza to solving physics equations to controlling the TV in your living room—into a compendium that would be made accessible to large language models (LLMs). This was just one milestone in the race across industry and academia to find the best ways to teach LLMs how to manipulate tools, which would supercharge the potential of AI more than any of the impressive advancements we’ve seen to date.

The Microsoft project aims to teach AI how to use any and all digital tools in one fell swoop, a clever and efficient approach. Today, LLMs can do a pretty good job of recommending pizza toppings to you if you describe your dietary preferences and can draft dialog that you could use when you call the restaurant. But most AI tools can’t place the order, not even online. In contrast, Google’s seven-year-old Assistant tool can synthesize a voice on the telephone and fill out an online order form, but it can’t pick a restaurant or guess your order. By combining these capabilities, though, a tool-using AI could do it all. An LLM with access to your past conversations and tools like calorie calculators, a restaurant menu database, and your digital payment wallet could feasibly judge that you are trying to lose weight and want a low-calorie option, find the nearest restaurant with toppings you like, and place the delivery order. If it has access to your payment history, it could even guess at how generously you usually tip. If it has access to the sensors on your smartwatch or fitness tracker, it might be able to sense when your blood sugar is low and order the pie before you even realize you’re hungry.

Perhaps the most compelling potential applications of tool use are those that give AIs the ability to improve themselves. Suppose, for example, you asked a chatbot for help interpreting some facet of ancient Roman law that no one had thought to include examples of in the model’s original training. An LLM empowered to search academic databases and trigger its own training process could fine-tune its understanding of Roman law before answering. Access to specialized tools could even help a model like this better explain itself. While LLMs like GPT-4 already do a fairly good job of explaining their reasoning when asked, these explanations emerge from a “black box” and are vulnerable to errors and hallucinations. But a tool-using LLM could dissect its own internals, offering empirical assessments of its own reasoning and deterministic explanations of why it produced the answer it did.

If given access to tools for soliciting human feedback, a tool-using LLM could even generate specialized knowledge that isn’t yet captured on the web. It could post a question to Reddit or Quora or delegate a task to a human on Amazon’s Mechanical Turk. It could even seek out data about human preferences by doing survey research, either to provide an answer directly to you or to fine-tune its own training to be able to better answer questions in the future. Over time, tool-using AIs might start to look a lot like tool-using humans. An LLM can generate code much faster than any human programmer, so it can manipulate the systems and services of your computer with ease. It could also use your computer’s keyboard and cursor the way a person would, allowing it to use any program you do. And it could improve its own capabilities, using tools to ask questions, conduct research, and write code to incorporate into itself.

It’s easy to see how this kind of tool use comes with tremendous risks. Imagine an LLM being able to find someone’s phone number, call them and surreptitiously record their voice, guess what bank they use based on the largest providers in their area, impersonate them on a phone call with customer service to reset their password, and liquidate their account to make a donation to a political party. Each of these tasks invokes a simple tool—an Internet search, a voice synthesizer, a bank app—and the LLM scripts the sequence of actions using the tools.

We don’t yet know how successful any of these attempts will be. As remarkably fluent as LLMs are, they weren’t built specifically for the purpose of operating tools, and it remains to be seen how their early successes in tool use will translate to future use cases like the ones described here. As such, giving the current generative AI sudden access to millions of APIs—as Microsoft plans to—could be a little like letting a toddler loose in a weapons depot.

Companies like Microsoft should be particularly careful about granting AIs access to certain combinations of tools. Access to tools to look up information, make specialized calculations, and examine real-world sensors all carry a modicum of risk. The ability to transmit messages beyond the immediate user of the tool or to use APIs that manipulate physical objects like locks or machines carries much larger risks. Combining these categories of tools amplifies the risks of each.

The operators of the most advanced LLMs, such as OpenAI, should continue to proceed cautiously as they begin enabling tool use and should restrict uses of their products in sensitive domains such as politics, health care, banking, and defense. But it seems clear that these industry leaders have already largely lost their moat around LLM technology—open source is catching up. Recognizing this trend, Meta has taken an “If you can’t beat ’em, join ’em” approach and partially embraced the role of providing open source LLM platforms.

On the policy front, national—and regional—AI prescriptions seem futile. Europe is the only significant jurisdiction that has made meaningful progress on regulating the responsible use of AI, but it’s not entirely clear how regulators will enforce it. And the US is playing catch-up and seems destined to be much more permissive in allowing even risks deemed “unacceptable” by the EU. Meanwhile, no government has invested in a “public option” AI model that would offer an alternative to Big Tech that is more responsive and accountable to its citizens.

Regulators should consider what AIs are allowed to do autonomously, like whether they can be assigned property ownership or register a business. Perhaps more sensitive transactions should require a verified human in the loop, even at the cost of some added friction. Our legal system may be imperfect, but we largely know how to hold humans accountable for misdeeds; the trick is not to let them shunt their responsibilities to artificial third parties. We should continue pursuing AI-specific regulatory solutions while also recognizing that they are not sufficient on their own.

We must also prepare for the benign ways that tool-using AI might impact society. In the best-case scenario, such an LLM may rapidly accelerate a field like drug discovery, and the patent office and FDA should prepare for a dramatic increase in the number of legitimate drug candidates. We should reshape how we interact with our governments to take advantage of AI tools that give us all dramatically more potential to have our voices heard. And we should make sure that the economic benefits of superintelligent, labor-saving AI are equitably distributed.

We can debate whether LLMs are truly intelligent or conscious, or have agency, but AIs will become increasingly capable tool users either way. Some things are greater than the sum of their parts. An AI with the ability to manipulate and interact with even simple tools will become vastly more powerful than the tools themselves. Let’s be sure we’re ready for them.

This essay was written with Nathan Sanders, and previously appeared on Wired.com.

Posted on September 8, 2023 at 7:05 AM • View Comments

December’s Reimagining Democracy Workshop

Imagine that we’ve all—all of us, all of society—landed on some alien planet, and we have to form a government: clean slate. We don’t have any legacy systems from the US or any other country. We don’t have any special or unique interests to perturb our thinking.

How would we govern ourselves?

It’s unlikely that we would use the systems we have today. The modern representative democracy was the best form of government that mid-eighteenth-century technology could conceive of. The twenty-first century is a different place scientifically, technically and socially.

For example, the mid-eighteenth-century democracies were designed under the assumption that both travel and communications were hard. Does it still make sense for all of us living in the same place to organize every few years and choose one of us to go to a big room far away and create laws in our name?

Representative districts are organized around geography, because that’s the only way that made sense 200-plus years ago. But we don’t have to do it that way. We can organize representation by age: one representative for the thirty-one-year-olds, another for the thirty-two-year-olds, and so on. We can organize representation randomly: by birthday, perhaps. We can organize any way we want.

US citizens currently elect people for terms ranging from two to six years. Is ten years better? Is ten days better? Again, we have more technology and therefor more options.

Indeed, as a technologist who studies complex systems and their security, I believe the very idea of representative government is a hack to get around the technological limitations of the past. Voting at scale is easier now than it was 200 year ago. Certainly we don’t want to all have to vote on every amendment to every bill, but what’s the optimal balance between votes made in our name and ballot measures that we all vote on?

In December 2022, I organized a workshop to discuss these and other questions. I brought together fifty people from around the world: political scientists, economists, law professors, AI experts, activists, government officials, historians, science fiction writers and more. We spent two days talking about these ideas. Several themes emerged from the event.

Misinformation and propaganda were themes, of course—and the inability to engage in rational policy discussions when people can’t agree on the facts.

Another theme was the harms of creating a political system whose primary goals are economic. Given the ability to start over, would anyone create a system of government that optimizes the near-term financial interest of the wealthiest few? Or whose laws benefit corporations at the expense of people?

Another theme was capitalism, and how it is or isn’t intertwined with democracy. And while the modern market economy made a lot of sense in the industrial age, it’s starting to fray in the information age. What comes after capitalism, and how does it affect how we govern ourselves?

Many participants examined the effects of technology, especially artificial intelligence. We looked at whether—and when—we might be comfortable ceding power to an AI. Sometimes it’s easy. I’m happy for an AI to figure out the optimal timing of traffic lights to ensure the smoothest flow of cars through the city. When will we be able to say the same thing about setting interest rates? Or designing tax policies?

How would we feel about an AI device in our pocket that voted in our name, thousands of times per day, based on preferences that it inferred from our actions? If an AI system could determine optimal policy solutions that balanced every voter’s preferences, would it still make sense to have representatives? Maybe we should vote directly for ideas and goals instead, and leave the details to the computers. On the other hand, technological solutionism regularly fails.

Scale was another theme. The size of modern governments reflects the technology at the time of their founding. European countries and the early American states are a particular size because that’s what was governable in the 18th and 19th centuries. Larger governments—the US as a whole, the European Union—reflect a world in which travel and communications are easier. The problems we have today are primarily either local, at the scale of cities and towns, or global—even if they are currently regulated at state, regional or national levels. This mismatch is especially acute when we try to tackle global problems. In the future, do we really have a need for political units the size of France or Virginia? Or is it a mixture of scales that we really need, one that moves effectively between the local and the global?

As to other forms of democracy, we discussed one from history and another made possible by today’s technology.

Sortition is a system of choosing political officials randomly to deliberate on a particular issue. We use it today when we pick juries, but both the ancient Greeks and some cities in Renaissance Italy used it to select major political officials. Today, several countries—largely in Europe—are using sortition for some policy decisions. We might randomly choose a few hundred people, representative of the population, to spend a few weeks being briefed by experts and debating the problem—and then decide on environmental regulations, or a budget, or pretty much anything.

Liquid democracy does away with elections altogether. Everyone has a vote, and they can keep the power to cast it themselves or assign it to another person as a proxy. There are no set elections; anyone can reassign their proxy at any time. And there’s no reason to make this assignment all or nothing. Perhaps proxies could specialize: one set of people focused on economic issues, another group on health and a third bunch on national defense. Then regular people could assign their votes to whichever of the proxies most closely matched their views on each individual matter—or step forward with their own views and begin collecting proxy support from other people.

This all brings up another question: Who gets to participate? And, more generally, whose interests are taken into account? Early democracies were really nothing of the sort: They limited participation by gender, race and land ownership.

We should debate lowering the voting age, but even without voting we recognize that children too young to vote have rights—and, in some cases, so do other species. Should future generations get a “voice,” whatever that means? What about nonhumans or whole ecosystems?

Should everyone get the same voice? Right now in the US, the outsize effect of money in politics gives the wealthy disproportionate influence. Should we encode that explicitly? Maybe younger people should get a more powerful vote than everyone else. Or maybe older people should.

Those questions lead to ones about the limits of democracy. All democracies have boundaries limiting what the majority can decide. We all have rights: the things that cannot be taken away from us. We cannot vote to put someone in jail, for example.

But while we can’t vote a particular publication out of existence, we can to some degree regulate speech. In this hypothetical community, what are our rights as individuals? What are the rights of society that supersede those of individuals?

Personally, I was most interested in how these systems fail. As a security technologist, I study how complex systems are subverted—hacked, in my parlance—for the benefit of a few at the expense of the many. Think tax loopholes, or tricks to avoid government regulation. I want any government system to be resilient in the face of that kind of trickery.

Or, to put it another way, I want the interests of each individual to align with the interests of the group at every level. We’ve never had a system of government with that property before—even equal protection guarantees and First Amendment rights exist in a competitive framework that puts individuals’ interests in opposition to one another. But—in the age of such existential risks as climate and biotechnology and maybe AI—aligning interests is more important than ever.

Our workshop didn’t produce any answers; that wasn’t the point. Our current discourse is filled with suggestions on how to patch our political system. People regularly debate changes to the Electoral College, or the process of creating voting districts, or term limits. But those are incremental changes.

It’s hard to find people who are thinking more radically: looking beyond the horizon for what’s possible eventually. And while true innovation in politics is a lot harder than innovation in technology, especially without a violent revolution forcing change, it’s something that we as a species are going to have to get good at—one way or another.

This essay previously appeared in The Conversation.

Posted on August 23, 2023 at 7:06 AM • View Comments

Political Milestones for AI

ChatGPT was released just nine months ago, and we are still learning how it will affect our daily lives, our careers, and even our systems of self-governance.

But when it comes to how AI may threaten our democracy, much of the public conversation lacks imagination. People talk about the danger of campaigns that attack opponents with fake images (or fake audio or video) because we already have decades of experience dealing with doctored images. We’re on the lookout for foreign governments that spread misinformation because we were traumatized by the 2016 US presidential election. And we worry that AI-generated opinions will swamp the political preferences of real people because we’ve seen political “astroturfing”—the use of fake online accounts to give the illusion of support for a policy—grow for decades.

Threats of this sort seem urgent and disturbing because they’re salient. We know what to look for, and we can easily imagine their effects.

The truth is, the future will be much more interesting. And even some of the most stupendous potential impacts of AI on politics won’t be all bad. We can draw some fairly straight lines between the current capabilities of AI tools and real-world outcomes that, by the standards of current public understanding, seem truly startling.

With this in mind, we propose six milestones that will herald a new era of democratic politics driven by AI. All feel achievable—perhaps not with today’s technology and levels of AI adoption, but very possibly in the near future.

Good benchmarks should be meaningful, representing significant outcomes that come with real-world consequences. They should be plausible; they must be realistically achievable in the foreseeable future. And they should be observable—we should be able to recognize when they’ve been achieved.

Worries about AI swaying an election will very likely fail the observability test. While the risks of election manipulation through the robotic promotion of a candidate’s or party’s interests is a legitimate threat, elections are massively complex. Just as the debate continues to rage over why and how Donald Trump won the presidency in 2016, we’re unlikely to be able to attribute a surprising electoral outcome to any particular AI intervention.

Thinking further into the future: Could an AI candidate ever be elected to office? In the world of speculative fiction, from The Twilight Zone to Black Mirror, there is growing interest in the possibility of an AI or technologically assisted, otherwise-not-traditionally-eligible candidate winning an election. In an era where deepfaked videos can misrepresent the views and actions of human candidates and human politicians can choose to be represented by AI avatars or even robots, it is certainly possible for an AI candidate to mimic the media presence of a politician. Virtual politicians have received votes in national elections, for example in Russia in 2017. But this doesn’t pass the plausibility test. The voting public and legal establishment are likely to accept more and more automation and assistance supported by AI, but the age of non-human elected officials is far off.

Let’s start with some milestones that are already on the cusp of reality. These are achievements that seem well within the technical scope of existing AI technologies and for which the groundwork has already been laid.

Milestone #1: The acceptance by a legislature or agency of a testimony or comment generated by, and submitted under the name of, an AI.

Arguably, we’ve already seen legislation drafted by AI, albeit under the direction of human users and introduced by human legislators. After some early examples of bills written by AIs were introduced in Massachusetts and the US House of Representatives, many major legislative bodies have had their “first bill written by AI,” “used ChatGPT to generate committee remarks,” or “first floor speech written by AI” events.

Many of these bills and speeches are more stunt than serious, and they have received more criticism than consideration. They are short, have trivial levels of policy substance, or were heavily edited or guided by human legislators (through highly specific prompts to large language model-based AI tools like ChatGPT).

The interesting milestone along these lines will be the acceptance of testimony on legislation, or a comment submitted to an agency, drafted entirely by AI. To be sure, a large fraction of all writing going forward will be assisted by—and will truly benefit from—AI assistive technologies. So to avoid making this milestone trivial, we have to add the second clause: “submitted under the name of the AI.”

What would make this benchmark significant is the submission under the AI’s own name; that is, the acceptance by a governing body of the AI as proffering a legitimate perspective in public debate. Regardless of the public fervor over AI, this one won’t take long. The New York Times has published a letter under the name of ChatGPT (responding to an opinion piece we wrote), and legislators are already turning to AI to write high-profile opening remarks at committee hearings.

Milestone #2: The adoption of the first novel legislative amendment to a bill written by AI.

Moving beyond testimony, there is an immediate pathway for AI-generated policies to become law: microlegislation. This involves making tweaks to existing laws or bills that are tuned to serve some particular interest. It is a natural starting point for AI because it’s tightly scoped, involving small changes guided by a clear directive associated with a well-defined purpose.

By design, microlegislation is often implemented surreptitiously. It may even be filed anonymously within a deluge of other amendments to obscure its intended beneficiary. For that reason, microlegislation can often be bad for society, and it is ripe for exploitation by generative AI that would otherwise be subject to heavy scrutiny from a polity on guard for risks posed by AI.

Milestone #3: AI-generated political messaging outscores campaign consultant recommendations in poll testing.

Some of the most important near-term implications of AI for politics will happen largely behind closed doors. Like everyone else, political campaigners and pollsters will turn to AI to help with their jobs. We’re already seeing campaigners turn to AI-generated images to manufacture social content and pollsters simulate results using AI-generated respondents.

The next step in this evolution is political messaging developed by AI. A mainstay of the campaigner’s toolbox today is the message testing survey, where a few alternate formulations of a position are written down and tested with audiences to see which will generate more attention and a more positive response. Just as an experienced political pollster can anticipate effective messaging strategies pretty well based on observations from past campaigns and their impression of the state of the public debate, so can an AI trained on reams of public discourse, campaign rhetoric, and political reporting.

With these near-term milestones firmly in sight, let’s look further to some truly revolutionary possibilities. While these concepts may have seemed absurd just a year ago, they are increasingly conceivable with either current or near-future technologies.

Milestone #4: AI creates a political party with its own platform, attracting human candidates who win elections.

While an AI is unlikely to be allowed to run for and hold office, it is plausible that one may be able to found a political party. An AI could generate a political platform calculated to attract the interest of some cross-section of the public and, acting independently or through a human intermediary (hired help, like a political consultant or legal firm), could register formally as a political party. It could collect signatures to win a place on ballots and attract human candidates to run for office under its banner.

A big step in this direction has already been taken, via the campaign of the Danish Synthetic Party in 2022. An artist collective in Denmark created an AI chatbot to interact with human members of its community on Discord, exploring political ideology in conversation with them and on the basis of an analysis of historical party platforms in the country. All this happened with earlier generations of general purpose AI, not current systems like ChatGPT. However, the party failed to receive enough signatures to earn a spot on the ballot, and therefore did not win parliamentary representation.

Future AI-led efforts may succeed. One could imagine a generative AI with skills at the level of or beyond today’s leading technologies could formulate a set of policy positions targeted to build support among people of a specific demographic, or even an effective consensus platform capable of attracting broad-based support. Particularly in a European-style multiparty system, we can imagine a new party with a strong news hook—an AI at its core—winning attention and votes.

Milestone #5: AI autonomously generates profit and makes political campaign contributions.

Let’s turn next to the essential capability of modern politics: fundraising. “An entity capable of directing contributions to a campaign fund” might be a realpolitik definition of a political actor, and AI is potentially capable of this.

Like a human, an AI could conceivably generate contributions to a political campaign in a variety of ways. It could take a seed investment from a human controlling the AI and invest it to yield a return. It could start a business that generates revenue. There is growing interest and experimentation in auto-hustling: AI agents that set about autonomously growing businesses or otherwise generating profit. While ChatGPT-generated businesses may not yet have taken the world by storm, this possibility is in the same spirit as the algorithmic agents powering modern high-speed trading and so-called autonomous finance capabilities that are already helping to automate business and financial decisions.

Or, like most political entrepreneurs, AI could generate political messaging to convince humans to spend their own money on a defined campaign or cause. The AI would likely need to have some humans in the loop, and register its activities to the government (in the US context, as officers of a 501(c)(4) or political action committee).

Milestone #6: AI achieves a coordinated policy outcome across multiple jurisdictions.

Lastly, we come to the most meaningful of impacts: achieving outcomes in public policy. Even if AI cannot—now or in the future—be said to have its own desires or preferences, it could be programmed by humans to have a goal, such as lowering taxes or relieving a market regulation.

An AI has many of the same tools humans use to achieve these ends. It may advocate, formulating messaging and promoting ideas through digital channels like social media posts and videos. It may lobby, directing ideas and influence to key policymakers, even writing legislation. It may spend; see milestone #5.

The “multiple jurisdictions” piece is key to this milestone. A single law passed may be reasonably attributed to myriad factors: a charismatic champion, a political movement, a change in circumstances. The influence of any one actor, such as an AI, will be more demonstrable if it is successful simultaneously in many different places. And the digital scalability of AI gives it a special advantage in achieving these kinds of coordinated outcomes.

The greatest challenge to most of these milestones is their observability: will we know it when we see it? The first campaign consultant whose ideas lose out to an AI may not be eager to report that fact. Neither will the campaign. Regarding fundraising, it’s hard enough for us to track down the human actors who are responsible for the “dark money” contributions controlling much of modern political finance; will we know if a future dominant force in fundraising for political action committees is an AI?

We’re likely to observe some of these milestones indirectly. At some point, perhaps politicians’ dollars will start migrating en masse to AI-based campaign consultancies and, eventually, we may realize that political movements sweeping across states or countries have been AI-assisted.

While the progression of technology is often unsettling, we need not fear these milestones. A new political platform that wins public support is itself a neutral proposition; it may lead to good or bad policy outcomes. Likewise, a successful policy program may or may not be beneficial to one group of constituents or another.

We think the six milestones outlined here are among the most viable and meaningful upcoming interactions between AI and democracy, but they are hardly the only scenarios to consider. The point is that our AI-driven political future will involve far more than deepfaked campaign ads and manufactured letter-writing campaigns. We should all be thinking more creatively about what comes next and be vigilant in steering our politics toward the best possible ends, no matter their means.

This essay was written with Nathan Sanders, and previously appeared in MIT Technology Review.

Posted on August 4, 2023 at 7:07 AM • View Comments

The Need for Trustworthy AI

If you ask Alexa, Amazon’s voice assistant AI system, whether Amazon is a monopoly, it responds by saying it doesn’t know. It doesn’t take much to make it lambaste the other tech giants, but it’s silent about its own corporate parent’s misdeeds.

When Alexa responds in this way, it’s obvious that it is putting its developer’s interests ahead of yours. Usually, though, it’s not so obvious whom an AI system is serving. To avoid being exploited by these systems, people will need to learn to approach AI skeptically. That means deliberately constructing the input you give it and thinking critically about its output.

Newer generations of AI models, with their more sophisticated and less rote responses, are making it harder to tell who benefits when they speak. Internet companies’ manipulating what you see to serve their own interests is nothing new. Google’s search results and your Facebook feed are filled with paid entries. Facebook, TikTok and others manipulate your feeds to maximize the time you spend on the platform, which means more ad views, over your well-being.

What distinguishes AI systems from these other internet services is how interactive they are, and how these interactions will increasingly become like relationships. It doesn’t take much extrapolation from today’s technologies to envision AIs that will plan trips for you, negotiate on your behalf or act as therapists and life coaches.

They are likely to be with you 24/7, know you intimately, and be able to anticipate your needs. This kind of conversational interface to the vast network of services and resources on the web is within the capabilities of existing generative AIs like ChatGPT. They are on track to become personalized digital assistants.

As a security expert and data scientist, we believe that people who come to rely on these AIs will have to trust them implicitly to navigate daily life. That means they will need to be sure the AIs aren’t secretly working for someone else. Across the internet, devices and services that seem to work for you already secretly work against you. Smart TVs spy on you. Phone apps collect and sell your data. Many apps and websites manipulate you through dark patterns, design elements that deliberately mislead, coerce or deceive website visitors. This is surveillance capitalism, and AI is shaping up to be part of it.

Quite possibly, it could be much worse with AI. For that AI digital assistant to be truly useful, it will have to really know you. Better than your phone knows you. Better than Google search knows you. Better, perhaps, than your close friends, intimate partners and therapist know you.

You have no reason to trust today’s leading generative AI tools. Leave aside the hallucinations, the made-up “facts” that GPT and other large language models produce. We expect those will be largely cleaned up as the technology improves over the next few years.

But you don’t know how the AIs are configured: how they’ve been trained, what information they’ve been given, and what instructions they’ve been commanded to follow. For example, researchers uncovered the secret rules that govern the Microsoft Bing chatbot’s behavior. They’re largely benign but can change at any time.

Many of these AIs are created and trained at enormous expense by some of the largest tech monopolies. They’re being offered to people to use free of charge, or at very low cost. These companies will need to monetize them somehow. And, as with the rest of the internet, that somehow is likely to include surveillance and manipulation.

Imagine asking your chatbot to plan your next vacation. Did it choose a particular airline or hotel chain or restaurant because it was the best for you or because its maker got a kickback from the businesses? As with paid results in Google search, newsfeed ads on Facebook and paid placements on Amazon queries, these paid influences are likely to get more surreptitious over time.

If you’re asking your chatbot for political information, are the results skewed by the politics of the corporation that owns the chatbot? Or the candidate who paid it the most money? Or even the views of the demographic of the people whose data was used in training the model? Is your AI agent secretly a double agent? Right now, there is no way to know.

We believe that people should expect more from the technology and that tech companies and AIs can become more trustworthy. The European Union’s proposed AI Act takes some important steps, requiring transparency about the data used to train AI models, mitigation for potential bias, disclosure of foreseeable risks and reporting on industry standard tests.

Most existing AIs fail to comply with this emerging European mandate, and, despite recent prodding from Senate Majority Leader Chuck Schumer, the US is far behind on such regulation.

The AIs of the future should be trustworthy. Unless and until the government delivers robust consumer protections for AI products, people will be on their own to guess at the potential risks and biases of AI, and to mitigate their worst effects on people’s experiences with them.

So when you get a travel recommendation or political information from an AI tool, approach it with the same skeptical eye you would a billboard ad or a campaign volunteer. For all its technological wizardry, the AI tool may be little more than the same.

This essay was written with Nathan Sanders, and previously appeared on The Conversation.

Posted on August 3, 2023 at 7:17 AM • View Comments

AI and Microdirectives

Imagine a future in which AIs automatically interpret—and enforce—laws.

All day and every day, you constantly receive highly personalized instructions for how to comply with the law, sent directly by your government and law enforcement. You’re told how to cross the street, how fast to drive on the way to work, and what you’re allowed to say or do online—if you’re in any situation that might have legal implications, you’re told exactly what to do, in real time.

Imagine that the computer system formulating these personal legal directives at mass scale is so complex that no one can explain how it reasons or works. But if you ignore a directive, the system will know, and it’ll be used as evidence in the prosecution that’s sure to follow.

This future may not be far off—automatic detection of lawbreaking is nothing new. Speed cameras and traffic-light cameras have been around for years. These systems automatically issue citations to the car’s owner based on the license plate. In such cases, the defendant is presumed guilty unless they prove otherwise, by naming and notifying the driver.

In New York, AI systems equipped with facial recognition technology are being used by businesses to identify shoplifters. Similar AI-powered systems are being used by retailers in Australia and the United Kingdom to identify shoplifters and provide real-time tailored alerts to employees or security personnel. China is experimenting with even more powerful forms of automated legal enforcement and targeted surveillance.

Breathalyzers are another example of automatic detection. They estimate blood alcohol content by calculating the number of alcohol molecules in the breath via an electrochemical reaction or infrared analysis (they’re basically computers with fuel cells or spectrometers attached). And they’re not without controversy: Courts across the country have found serious flaws and technical deficiencies with Breathalyzer devices and the software that powers them. Despite this, criminal defendants struggle to obtain access to devices or their software source code, with Breathalyzer companies and courts often refusing to grant such access. In the few cases where courts have actually ordered such disclosures, that has usually followed costly legal battles spanning many years.

AI is about to make this issue much more complicated, and could drastically expand the types of laws that can be enforced in this manner. Some legal scholars predict that computationally personalized law and its automated enforcement are the future of law. These would be administered by what Anthony Casey and Anthony Niblett call “microdirectives,” which provide individualized instructions for legal compliance in a particular scenario.

Made possible by advances in surveillance, communications technologies, and big-data analytics, microdirectives will be a new and predominant form of law shaped largely by machines. They are “micro” because they are not impersonal general rules or standards, but tailored to one specific circumstance. And they are “directives” because they prescribe action or inaction required by law.

A Digital Millennium Copyright Act takedown notice is a present-day example of a microdirective. The DMCA’s enforcement is almost fully automated, with copyright “bots” constantly scanning the internet for copyright-infringing material, and automatically sending literally hundreds of millions of DMCA takedown notices daily to platforms and users. A DMCA takedown notice is tailored to the recipient’s specific legal circumstances. It also directs action—remove the targeted content or prove that it’s not infringing—based on the law.

It’s easy to see how the AI systems being deployed by retailers to identify shoplifters could be redesigned to employ microdirectives. In addition to alerting business owners, the systems could also send alerts to the identified persons themselves, with tailored legal directions or notices.

A future where AIs interpret, apply, and enforce most laws at societal scale like this will exponentially magnify problems around fairness, transparency, and freedom. Forget about software transparency—well-resourced AI firms, like Breathalyzer companies today, would no doubt ferociously guard their systems for competitive reasons. These systems would likely be so complex that even their designers would not be able to explain how the AIs interpret and apply the law—something we’re already seeing with today’s deep learning neural network systems, which are unable to explain their reasoning.

Even the law itself could become hopelessly vast and opaque. Legal microdirectives sent en masse for countless scenarios, each representing authoritative legal findings formulated by opaque computational processes, could create an expansive and increasingly complex body of law that would grow ad infinitum.

And this brings us to the heart of the issue: If you’re accused by a computer, are you entitled to review that computer’s inner workings and potentially challenge its accuracy in court? What does cross-examination look like when the prosecutor’s witness is a computer? How could you possibly access, analyze, and understand all microdirectives relevant to your case in order to challenge the AI’s legal interpretation? How could courts hope to ensure equal application of the law? Like the man from the country in Franz Kafka’s parable in The Trial, you’d die waiting for access to the law, because the law is limitless and incomprehensible.

This system would present an unprecedented threat to freedom. Ubiquitous AI-powered surveillance in society will be necessary to enable such automated enforcement. On top of that, research—including empirical studies conducted by one of us (Penney)—has shown that personalized legal threats or commands that originate from sources of authority—state or corporate—can have powerful chilling effects on people’s willingness to speak or act freely. Imagine receiving very specific legal instructions from law enforcement about what to say or do in a situation: Would you feel you had a choice to act freely?

This is a vision of AI’s invasive and Byzantine law of the future that chills to the bone. It would be unlike any other law system we’ve seen before in human history, and far more dangerous for our freedoms. Indeed, some legal scholars argue that this future would effectively be the death of law.

Yet it is not a future we must endure. Proposed bans on surveillance technology like facial recognition systems can be expanded to cover those enabling invasive automated legal enforcement. Laws can mandate interpretability and explainability for AI systems to ensure everyone can understand and explain how the systems operate. If a system is too complex, maybe it shouldn’t be deployed in legal contexts. Enforcement by personalized legal processes needs to be highly regulated to ensure oversight, and should be employed only where chilling effects are less likely, like in benign government administration or regulatory contexts where fundamental rights and freedoms are not at risk.

AI will inevitably change the course of law. It already has. But we don’t have to accept its most extreme and maximal instantiations, either today or tomorrow.

This essay was written with Jon Penney, and previously appeared on Slate.com.

Posted on July 21, 2023 at 7:16 AM • View Comments

The AI Dividend

For four decades, Alaskans have opened their mailboxes to find checks waiting for them, their cut of the black gold beneath their feet. This is Alaska’s Permanent Fund, funded by the state’s oil revenues and paid to every Alaskan each year. We’re now in a different sort of resource rush, with companies peddling bits instead of oil: generative AI.

Everyone is talking about these new AI technologies—like ChatGPT—and AI companies are touting their awesome power. But they aren’t talking about how that power comes from all of us. Without all of our writings and photos that AI companies are using to train their models, they would have nothing to sell. Big Tech companies are currently taking the work of the American people, without our knowledge and consent, without licensing it, and are pocketing the proceeds.

You are owed profits for your data that powers today’s AI, and we have a way to make that happen. We call it the AI Dividend.

Our proposal is simple, and harkens back to the Alaskan plan. When Big Tech companies produce output from generative AI that was trained on public data, they would pay a tiny licensing fee, by the word or pixel or relevant unit of data. Those fees would go into the AI Dividend fund. Every few months, the Commerce Department would send out the entirety of the fund, split equally, to every resident nationwide. That’s it.

There’s no reason to complicate it further. Generative AI needs a wide variety of data, which means all of us are valuable—not just those of us who write professionally, or prolifically, or well. Figuring out who contributed to which words the AIs output would be both challenging and invasive, given that even the companies themselves don’t quite know how their models work. Paying the dividend to people in proportion to the words or images they create would just incentivize them to create endless drivel, or worse, use AI to create that drivel. The bottom line for Big Tech is that if their AI model was created using public data, they have to pay into the fund. If you’re an American, you get paid from the fund.

Under this plan, hobbyists and American small businesses would be exempt from fees. Only Big Tech companies—those with substantial revenue—would be required to pay into the fund. And they would pay at the point of generative AI output, such as from ChatGPT, Bing, Bard, or their embedded use in third-party services via Application Programming Interfaces.

Our proposal also includes a compulsory licensing plan. By agreeing to pay into this fund, AI companies will receive a license that allows them to use public data when training their AI. This won’t supersede normal copyright law, of course. If a model starts producing copyright material beyond fair use, that’s a separate issue.

Using today’s numbers, here’s what it would look like. The licensing fee could be small, starting at $0.001 per word generated by AI. A similar type of fee would be applied to other categories of generative AI outputs, such as images. That’s not a lot, but it adds up. Since most of Big Tech has started integrating generative AI into products, these fees would mean an annual dividend payment of a couple hundred dollars per person.

The idea of paying you for your data isn’t new, and some companies have tried to do it themselves for users who opted in. And the idea of the public being repaid for use of their resources goes back to well before Alaska’s oil fund. But generative AI is different: It uses data from all of us whether we like it or not, it’s ubiquitous, and it’s potentially immensely valuable. It would cost Big Tech companies a fortune to create a synthetic equivalent to our data from scratch, and synthetic data would almost certainly result in worse output. They can’t create good AI without us.

Our plan would apply to generative AI used in the US. It also only issues a dividend to Americans. Other countries can create their own versions, applying a similar fee to AI used within their borders. Just like an American company collects VAT for services sold in Europe, but not here, each country can independently manage their AI policy.

Don’t get us wrong; this isn’t an attempt to strangle this nascent technology. Generative AI has interesting, valuable, and possibly transformative uses, and this policy is aligned with that future. Even with the fees of the AI Dividend, generative AI will be cheap and will only get cheaper as technology improves. There are also risks—both every day and esoteric—posed by AI, and the government may need to develop policies to remedy any harms that arise.

Our plan can’t make sure there are no downsides to the development of AI, but it would ensure that all Americans will share in the upsides—particularly since this new technology isn’t possible without our contribution.

This essay was written with Barath Raghavan, and previously appeared on Politico.com.

Posted on July 7, 2023 at 7:11 AM • View Comments

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Sidebar photo of Bruce Schneier by Joe MacInnis.